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BEYOND
JUSTIFICATION:
AN ORTHODOX PERSPECTIVE*
Valerie
A. Karras
Introduction
A
search on the ATLA Religion Index for articles on the Joint Declaration on the Doctrine of Justification by Faith from an Orthodox
perspective comes up empty. This
is not surprising, and it is not due primarily to the recent date of the
declaration. You see, while
of course everyone rejoices to see two Western churches overcome the
mutual condemnations of several centuries, Orthodox in general have never
quite understood what all the fuss was about to begin with.
Orthodox
religious formation is similar, strangely enough, to Pentecostalism in its
experiential and synergistic approach to salvation – there isn’t much
talk about justification. Moreover,
this isn’t something new to Orthodoxy. Eastern Christianity from its origins shows a singular lack of
interest in discussing its soteriology in terms of justification. (I should note here that
ressourcement – retrieving early
theology and tradition – is a constitutive part of an Orthodox
theologian’s makeup.)
Robert
Eno has pointed out the second generation of Christians, the Apostolic
Fathers, “have been seen as presenting an almost total disappearance of
the Pauline point of view.”[1] A search of Greek patristic literature on the
Thesaurus Linguae
Graecae shows that, over a period of a couple of centuries that
includes the theologically-rich fourth century, most Greek Fathers don’t
talk much about dikaiosuvnh (“justification” or
“righteousness”) except when exegeting a passage using that term.
The striking exception is Gregory of Nyssa, the late fourth-century
bishop who was younger brother to Basil of Caesarea, but, interestingly,
when Gregory uses the term, it is almost always in the context of the
true, Christian way of life, in other words, works of righteousness;
neither Nyssa nor any other Eastern Father ever writes in terms of what
Lutheranism calls “forensic justification” (some would claim that the
mid-fourth century Alexandrian bishop Athanasius did, but we will return
to this issue later).
The
absence in Eastern Christianity of a soteriology in terms of forensic
justification is serious because Orthodoxy believes not only in ecumenism
across geographical space, but especially “ecumenism in time”, i.e.,
the need to be consistent with the theological tradition of the Church
from the earliest centuries.[2] Thus, the traditional Orthodox mind is immediately suspicious of
biblical interpretations that have little or no root in the early life and
theology of the Church; this is true in spades of particularly the
forensic notion of justification, and of its consequent bifurcation of
faith and works. Sola
scriptura means little to the Orthodox, who as opposed to placing
Scripture over the Church, have a full sense of Scripture’s
crucial but interrelated place within the Church’s continuing
life: the apostolic church
communities which produced many of the books of the New Testament, the
communities of the catholic Church which over a period of centuries
determined which books circulating through various communities truly
encapsulated the elements of the apostolic faith; the dogmas and Creed
declared by the whole Church in response to the frequent controversies
over the nature of the Trinity and of the theanthropos Jesus
Christ, controversies which frequently arose precisely from dueling
perspectives of which biblical texts were normative and of how those texts
should be interpreted.
This
of course does not mean that the Orthodox do not believe that each
generation of Christians may receive new insights into Scripture,
especially insights relevant in a given cultural context. However, it does mean that the new insights must remain consistent
with earlier ones, and that one or two Pauline passages (and one specific
interpretation of those passages) are not considered theologically
normative – particularly as a foundation for a soteriological dogma –
unless the early and continuing tradition of the Church show them
consistently to have been viewed as such.[3]
History
is important in a second way. Because
of its less juridical exegesis of Pauline soteriological statements,
Eastern Christianity has never had anything approaching the kind of faith
v. works controversies that have enveloped and (for both good and ill)
theologically shaped the Christian West, whether one considers the late
fourth-/early fifth-century Pelagian controversy or the 16th-century
Protestant Reformation begun by Martin Luther.[4] Rather, the East has maintained a somewhat distant and even puzzled
attitude toward the theological polemics which have raged over
justification in terms of faith or works.
For
example, in Jerusalem around the year 415, neither Jerome nor a Spanish
priest named Orosius was able to persuade the holy city’s bishop, John,
and his synod to condemn Pelagius, who was also living in Jerusalem at the
time.[5]
John saw the controversy as a concern of the Latin Church solely
and, quite frankly, appeared not to understand what the hullabaloo was all
about. Equally revealing of
the East’s attitude toward the controversy is the fact that Caelestius,
one of Pelagius’ chief advocates (and perhaps more Pelagian than
Pelagius himself), went to Ephesus to be ordained when his rejection of
the doctrine of original guilt made his candidacy in Carthage
unacceptable.
A
millennium later, in the exchange of theological correspondence between
Ecumenical Patriarch Jeremias II and the Lutheran theologians of the
University of Tübingen in the 1570’s,[6]
Jeremias agreed with certain Lutheran theological views but disagreed on
crucial issues concerning human free will and the place of works in
justification, seemingly mystified by the disjuncture between faith and
works expressed by the Augsburg Confession and the reformers’ letters.
Modern bilateral dialogues between Orthodox and Lutheran
churches have often focused on these same two issues.
To the
Orthodox, the Western Church’s convulsions over the nature of
justification, and particularly the relationship between faith and works,
are largely incomprehensible because the presuppositions underlying the
debates are often alien to the Eastern Christian mind. The Christian East espouses a different theological anthropology
from most of Western Christianity – both Catholic and Protestant –
especially with respect to two elements of fallen human nature: original
guilt and free will. The
differences in these two anthropological concepts, in turn, contribute to
differing soteriological understandings of, respectively, how Jesus Christ
saves us (that is, what salvation means) and how we appropriate the
salvation offered in Christ.
Therefore,
we must examine these key concepts in Orthodox anthropology and
soteriology, and their nexus in Christology, vis-à-vis their counterparts
in traditional Western Christian theology. This will necessarily involve comparing different traditions’
definitions and understandings of some key theological terms: sin, faith, salvation.
Two
contrasts recur: 1) the
juridical approach of much of the West regarding sin and redemption, or
restoration, versus the more existential and ontological approach of the
East; and 2) the Western tendency to define, differentiate, and
compartmentalize, as opposed to the Eastern tendency to theologize
apophatically and, when cataphatically, primarily in a holistic and
organic fashion. At the same
time, some current trends are bringing the Catholic and especially the
Lutheran communions closer to an Eastern Christian approach in these
important areas.
Theological
Anthropology: The Fall
1.
Original Guilt
The
Western Church tended to be more pessimistic about humankind’s plight
than was the Eastern Church; it taught a doctrine of original sin that
included the conception of humankind’s physical solidarity with Adam and
its participation in Adam’s sinful act. This was largely absent in Eastern thinking.[7]
[A]ll
men who are born according to the course of nature are conceived and born
in sin. That is, all men are
full of evil lust and inclinations from their mothers’ wombs and are
unable by nature to have true fear of God and true faith in God. Moreover, this inborn sickness and hereditary sin is truly sin …
.[8]
In
order to discuss justification, one must first examine theological
anthropology, specifically postlapsarian[9]
theological anthropology; i.e., one cannot speak about how we are
justified or saved in Christ without understanding what is wrong with us
in our current state. The
Joint Declaration does this as well, at the beginning of its explication
of the common understanding (section 4). A comparison between the Joint Declaration and traditional Orthodox
theology reveals immediate differences, in two distinct areas: 1) implicitly, the concept of inherited original guilt, and 2)
explicitly, the understanding of free will, or human freedom.
All
three traditions – Lutheran, Orthodox, and Roman Catholic – share a
common general answer to the question of “What is wrong with
humanity?”; all share an instinctive and biblical recognition that
humanity lives outside of communion with God, that this lack of communion
prevents us from being truly human, and that this state of
separation from God is called, in shorthand, “sin”. There are important differences, however, in the three
traditions’ understanding of how we have come to exist in this state,
and how seriously it has affected our human nature; in other words, there
are different theologies of “original sin”.
Interestingly,
the Joint Declaration sidesteps the question of original sin, perhaps
because its meaning is hotly debated within confessions as well as between
confessions. For instance,
Lutheran theologian Carl Volz, while noting that “[s]ome Lutherans have
leaned toward the traducianism of Tertullian,”[10]
maintains that the Lutheran Confessions “do not develop a doctrine of
the imputation of Adam’s sin to his progeny. Rather, the fact of the universal relationship of all individuals
in sin results in a community of sin.”[11]
Fellow Lutheran theologian Joseph Sittler has compared original sin
to “a kind of pail which we’ve drained of the old literal statements
and refilled with quite new interpretations. … [W]e no longer buy
the old notion of biological transmission or try to have a system of
inheritance.”[12]
Similarly reworked interpretations of original sin have been
posited by Roman Catholic theologians as well.[13]
But
Augustinian postlapsarian theological anthropology is built precisely on a
notion of biological transmission, and many Western Christian confessions,
while not articulating Augustine’s anthropology to its logical extreme,
nevertheless base their soteriology on its main outlines. Thus, “original sin” or, more precisely, “original guilt”,
is clearly a key element of theological anthropology and hence of
soteriology. It is important
therefore to note that Eastern Christianity distinguishes itself from
Western Christianity, especially in its strictest Augustinian forms, in
its rejection of any notion of inherited original guilt, that is, the idea
that all humans share the guilt of Adam’s sin.
This
concept of original guilt, already visible in the theology of the
third-century North African Latin Fathers Cyprian of Carthage and
Tertullian, was developed in the early fifth century primarily by
Augustine, who reacted to Pelagius’ claim that infants need not be
baptized since they have committed no personal sins. Augustine countered Pelagius by arguing from common Church practice
and mixing it with traducianism via Rom. 5:12: “… sin came into the world through one man and death spread
through sin, and so death spread to all men because [literally, “in
that” or “in which”] all men sinned.”[14]
To briefly summarize Augustine’s argument, which originated in
Cyprian: the Church
universally baptized infants; therefore, since baptism confers remission
of sins, and since infants have committed no personal sins, the Church
baptizes infants obviously in order to remit the original sin which they
receive hereditarily from Adam because all of humanity was seminally
present in Adam.
While
the Christian East consistently recognizes the effects of the “ancestral
sin” in terms of human mortality, corruption (phthora), and a
difficulty in maintaining an unwavering communion with God (the Eastern
Fathers don’t really speak in terms of “concupiscence”), it has
never accepted Augustine’s argument that all humanity inherits the guilt
of Adam. Gregory of Nazianzus,
fellow Cappadocian and best friend of Basil of Caesarea,[15]
is one of the few Eastern Fathers to express any notion of inherited
original sin. However, it
would be difficult to ascribe to him a true theology of original sin
since, as William Rusch remarks, Gregory “teaches in some passages in
such a way as to rule out any doctrine of original sin and on other
occasions he speaks of the involvement of all human beings in Adam’s sin
and fall (Orations 40,23; 33,9).”[16]
John Chrysostom, archbishop of Constantinople and a contemporary of
Augustine, in his Homilies on Romans, interprets Rom. 5:12 simply
to explain human mortality: “having once fallen, even they that had not
eaten of the tree did from [Adam], all of them, become mortal.”[17]
In other words, the Greek Fathers saw the relationship between Adam
and his descendents as organic and existential in nature without the
notion of an inherited “guilt”. We inherit the same mortal and corrupt nature which Adam
possessed because of the Fall, but we do not inherit the guilt of that
original sin which changed our human nature.[18]
Actually,
the East finds slightly repugnant the notion that God would consider
someone guilty of something which he or she did not do personally. Yet, the Eastern Church, like the Western Church, baptizes infants.
The East’s insistence on infant baptism and simultaneous
denial of original guilt is possible because Orthodoxy rejects
Augustine’s leap of logic regarding the purpose of infant baptism –
the remission of sins. The
Eastern Church of course recognizes the importance of baptism in washing
away one’s personal sins. However,
that is not the only effect of baptism. As Carl Volz has noted for the Lutheran practice of infant baptism,[19]
it grafts the baptized person, including infants, onto the Body of Christ
and confers the gift of the Holy Spirit. This existential, ecclesiological understanding of baptism is clear
in Chrysostom’s Third Baptismal Instruction, where he states:
Although many men
think that the only gift [baptism] confers is the remission of sins, we
have counted its honors to the number of ten. It is on this account that we baptize even infants, although they
are sinless, that they may be given the further gifts of sanctification,
justice, filial adoption, and inheritance, that they may be brothers and
members of Christ, and become dwelling places of the Spirit.[20]
This
is borne out in the differing sacramental practices of the Western and
Eastern Churches. The West,
both Catholic and Lutheran, traditionally has withheld chrismation (or
confirmation) and Holy Communion for some years after baptism, and
frequently separates confirmation and communion from each other by several
years as well. This
sacramental practice is consistent with a soteriology which distinguishes
between justification (baptism) and sanctification (chrismation
or confirmation).[21]
However, the Eastern Church has continued the early Church’s
practice of regarding baptism and chrismation as one rite of initiation
– remission of sins and concurrently the beginning of sanctification,
i.e., incorporation into both the Body of Christ and the life of the Holy
Spirit. Moreover, as
Patriarch Jeremias noted,[22]
the Orthodox Church acts sacramentally in a manner consistent with this
theology: the baptized person, even if an infant, is incorporated into the
full sacramental and spiritual life of the Church, i.e., the
Orthodox Church communes baptized infants as full members of the Church.
This
existential understanding of the purpose of baptism as the beginning of
one’s life in Christ through the seal of the gift of the Holy Spirit
differs substantially from the juridically-rooted emphasis on sin
characteristic of the West. It is true that Pelagius spoke of infant
baptism in terms of entrance into the Kingdom of Heaven, yet apparently he
did not see its primary importance. As
for Augustine, the contrast with Chrysostom is sharp: they are writing only a few years apart, and yet their
understandings of the purpose of infant baptism are light-years apart.
This is why, from the Orthodox point of view, Augustine’s and
Pelagius’ arguments are simply flip sides of the same coin. Both operate under the assumption that the primary purpose of
baptism – in fact, virtually the sole purpose as far as their debate is
concerned – is the remission of sins. The Orthodox approach sees the death of the old man (the work of
the Cross) only through the lens of the rebirth of the new man (the life
of the Resurrection), an organic view which shall be seen again later.
2. Free Will and the Imago Dei
The
question of original sin, or what humanity lost in the Fall, is related to
the question of what God gave humanity in the act of creation and what
humanity retains even in its fallen state. For the Greek Fathers, this spiritual capacity of human nature is
encapsulated in the language of Gen. 1:26-7: God created humanity according to God’s own “image”.
Furthermore, both the Eastern Church and the medieval Latin Church
distinguished between the “image of God” (Latin imago Dei) and
the “likeness” or similitude of God, based on the differences between
Gen. 1:26 and 1:27. The image
designated the potential or capabilities inherent in all human beings,
i.e., qualities such as reason; the likeness meant true likeness (at the
level of human existence, of course) to God, the realization of human
potential as the perpetual fulfillment of a dynamic process between the
human person and God. The
Greek Fathers in particular developed a generous anthropology around the
concept of the imago Dei, even for postlapsarian human nature; as
Gregory of Nyssa states in his Sixth Homily on the Beatitudes, the
divine imprint may be obscured but it is still intact.[23]
The anthropology of the Roman Church, influenced by Augustine, was
less generous than that of the East, but still accented human capacity.
By
contrast, classical Lutheran thought presented a sharp break with the
general tenor of biblical interpretation of Gen. 1:26-7 in both the
Eastern and Western forms of early and medieval Christianity. As Robert Wilken has shown,[24]
Luther, Melanchthon and others rejected the distinction drawn by most
early and medieval theologians, Latin and Greek alike, between image and
likeness.[25]
As we shall see later, this rejection has consequences for (or,
perhaps is itself a consequence of) the reformers’ soteriology. Moreover, Lutherans from Martin Luther himself to later writers
such as the eighteenth-century theologian John Gerhard have interpreted
the imago Dei largely in a negative sense: it encapsulates what humanity lost in the Fall.[26]
Wilken argues that Luther “did not … abandon the image entirely
and was willing to say that it remained after the fall”,[27]
and that “the Lutheran tradition stands within the broad stream of
patristic and medieval tradition that saw freedom of the will, reason,
human responsibility, … as marks of the divine image. This image was not lost, but only tarnished in the fall.”[28]
Nevertheless, he admits that Luther describes the “marks of the
image” (memory, will and mind) as “most depraved and most seriously
weakened, yes, to put it more clearly, they are utterly leprous and
unclean”,[29]
and quotes Gerhard as asserting that “to deny that the image of God has
been lost is to deny original sin itself”.[30]
The
question of the imago Dei is significant because it is here that
East and West disagree on a second important element of theological
anthropology: free will. While Orthodoxy maintains that free will is a constitutive element
of the imago Dei, both Roman Catholicism and Lutheranism –
sharing an Augustinian heritage – assert that one of the aspects of
original sin is the loss of free will with respect to humanity’s
orientation toward God. Human
freedom was one of the issues at the heart of the fifth-century Western
Christian debate over faith and works, i.e., over the relative divine and
human contributions to salvation. The
Western Christian historical context has caused many theologians,
particularly evangelical Protestant theologians, to experience great
difficulty thinking “outside the box” of the Western either/or
approach to this topic. For
instance, at a 1999 conference sponsored by the Society for the Study of
Evangelicalism and Eastern Orthodoxy, J. I. Packer distributed a copy of
some course materials. I
noted that under the topic of faith and works he listed the Orthodox as
“semi-Pelagian”. He was “semi-right”. As Bishop Kallistos (Ware) of Diokleia proclaimed at the beginning
of his address for the 1998 Bellarmine Lecture at Saint Louis University,
“I suppose I should tell you straightaway that I am an Arminian.”
Ware’s comment was amusing but also truthful because, in Eastern
Christian soteriology, human freedom plays an important role, but not as
Pelagian foil to Augustinian determinism.
At the
heart of the Orthodox understanding of what constitutes the imago Dei
in the human person, even after the Fall, lies the concept of free will.
This is perhaps best seen in the theology of Gregory of Nyssa. In his seminal work,
On the Making of the Human Person,
Nyssa lists a variety of traits which characterize the divine image in
humanity, but asserts that
pre-eminent
among all is the fact that we are free from necessity, and not in bondage
to any natural power, but have decision in our own power as we please; for
virtue is a voluntary thing, subject to no dominion: that which is the
result of compulsion and force cannot be virtue.[31]
Over a
thousand years later, Jeremias II, Patriarch of Constantinople, would take
up this refrain in his response to the Lutheran theologians of Tübingen
regarding the Augsburg Confession. First,
Jeremias quotes at length from Chrysostom’s Twelfth Homily on the
Epistle to the Hebrews, where the Antiochene Father asserts that
“All indeed depends on God, but not so that our free-will is hindered
. . . For we must
first choose the good; and then He leads us to His own. He does not anticipate our choice, lest our free-will should be
outraged. But when we have
chosen, then great is the assistance he brings to us.”[32]
Linking the concepts of sin and virtue to free will in a manner
similar to Nyssa, Jeremias sets the stage for his discussion of faith and
works by averring:
I declare that
everyone is capable of virtue. For
whatever a person is not able to do, he is not able to do even if forced.
But if a person is able when forced to do what he is not doing,
then it is by his own choice that he is not doing it.[33]
Certainly,
Eastern Christianity recognizes that humanity has lost an element of its
freedom in its subjection to the “passions” (understood as spiritual
as well as physical needs and desires). This is particularly emphasized in ascetic writings.
However, despite recognition of the difficulty in consistently
exercising one’s freedom properly, Eastern Christian thought is
virtually unanimous from the earliest centuries in affirming humanity’s
fundamental freedom to do good or ill, to turn toward God or away from
him. By contrast, the
Christian West, both Roman Catholic and Protestant, has been strongly
influenced by Augustine’s peculiarly negative concept of free will.
Luther is a prime example: “After
the fall of Adam, free-will is a mere expression; whenever it acts in
character, it commits mortal sin.”[34]
The classical Western view is summed up in the very title of
section 4.1 of the Joint Declaration – “Human Powerlessness and Sin in
Relation to Justification”. According
to the Lutheran signers, “human beings are incapable of cooperating in
their salvation, because as sinners they actively oppose God and
his saving action [emphasis added].”[35]
In the previous paragraph of the Joint Declaration, the Roman
Catholic position presents a more positive assessment of the human
response to God, yet it too undercuts the human will by interpreting this
human response as essentially divine, not human: “When Catholics say that persons ‘cooperate’ in
preparing for an accepting justification by consenting to God’s
justifying action, they see such personal consent as itself an effect of
grace, not as an action arising from innate human abilities
[emphasis added].”[36]
Catholics and Lutherans together assert in the Joint Declaration
that humans “are incapable of turning by themselves to God to seek
deliverance”.[37]
So, although certain bilateral dialogues with the Orthodox have
tried to present a stronger sense of free human responsiveness, both
positive and negative,[38]
the understanding of faith for Lutherans especially is not based on human
freedom:
… [F]aith is the awareness worked by the Spirit that salvation is not from
us, but for us. Faith is not
the response of a person’s free will to choose the grace of God. The [Lutheran] Confessions slam the door on free will to keep out
every possible synergistic intrusion. They reject the statement used by some of the ancient Fathers that
God draws, but draws the person who is willing. Instead, God makes unwilling persons willing to do the will of
Christ.[39]
Thus,
neither the Lutheran nor the Roman Catholic understanding of justification
includes a truly human component. The
negative anthropology of both negates human freedom because it excludes an
inherent desire for and ability to turn toward God in humanity’s fallen
condition. Consequently, the
Christian West, following Augustine, developed the idea of prevenient
grace: a human being can only
turn toward God after God has first imparted to him or her a special grace
which allows the person to recognize and respond to God.[40]
If one also hypothesizes that God may not choose to bestow this
prevenient grace on all human beings, then one comes naturally to the
theory of election or predestination present in Augustine’s later anti-Pelagian
works and resurrected full force in the Reformed Protestantism of Calvin
as well as in such branches of Lutheranism as the Missouri Synod.[41]
Happily, the Joint Declaration affirms that “[a]ll people are
called by God to salvation in Christ.”[42]
Eastern
Christianity counters this negative view of postlapsarian human nature
with the positive theological anthropology enshrined in the christology of
the Sixth Ecumenical Council, held in Constantinople in 680-681. The council was convoked to deal with an attempt to underscore the
unity of the person of Jesus Christ by declaring that he had only one
will, his divine will; hence, the heresy was named monotheletism. In rejecting
monotheletism, the council articulated a christology
based on the theological anthropology of the brilliant seventh-century
Greek theologian Maximos the Confessor. Maximos distinguished between 1) the “natural” human will,
which is a characteristic of human nature; it is oriented toward God and continues
to exist and operate even after the Fall, and 2) the “gnomic”
will, a personal property, or personal mode of expressing the natural will
which is peculiar to fallen human beings and is characterized by opinion
and deliberation because the fallen human person lacks true knowledge of
where the Good lies.[43]
Maximos
asserted that self-determination (literally, self-determined movement
– aujtexouvsio~ kivnhsi~) is a constitutive element of human nature,
but is not aimless; our natural free will is oriented toward God precisely
because humanity is created by God, in His image. A special act of God’s grace (i.e., prevenient grace) is not
required for us to orient ourselves toward Him; orientation toward God is
at the heart of our human nature. Thus,
Maximos’ theological anthropology, based on the conviction that the imago
Dei is retained in postlapsarian human nature, assumes that human
beings retain a natural orientation toward God.[44]
In part, this is why human freedom plays such a central role in
Eastern Christian theology “without the problematic character that it
ha[s] in Western writers”.[45]
Interestingly, Western Christianity claims to affirm the
christology of the Sixth Ecumenical Council. However, it is impossible to accept Maximos’ christology without
accepting equally the anthropology on which it is based, namely his
concept of the natural human will which Christ assumes as part of his
fallen human nature.
With
respect, then, to the soteriological question of “What is wrong with
humanity in its fallen state?”, the problem of the human condition is
not, as it is conceived in Western Christianity, that human beings have no
natural orientation toward God. The
problem of our fallen condition is that, because we have broken communion
with God, our spiritual vision has become “clouded” so that we fail to
recognize clearly in what direction our natural orientation lies and
therefore fail to move consistently in that direction, i.e., to restore
communion with God.
Thus,
Orthodoxy understands human sin primarily not as deliberate and willful
opposition to God, but rather as an inability to know ourselves and God
clearly. It is as though God
were calling out to us and coming after us in a storm, but we thought we
heard his voice in another direction and kept moving away from him, either
directly or obliquely. It is
illuminating that the Greek word for sin, hamartia, means “to
miss the mark”. Despite our
orientation toward God, we “miss the mark” because, not only does the
clouded spiritual vision of our fallen condition make it difficult for us
to see God clearly, but we fail to understand even ourselves truly; thus,
we constantly do things which make us feel only incompletely and
unsatisfactorily good or happy because we don’t recognize that God is
himself the fulfillment of our innate desire and natural movement. Explaining Maximos’ theology, Andrew Louth offers, “… with
fallen creatures, their own nature has become opaque to them, they no
longer know what they want, and experience coercion in trying to love what
cannot give fulfilment.”[46]
Ultimately, it is not our natural human will that is deficient, but
rather how we perceive it and the way, or mode, by which we express it; as
Louth sourly opines, “it is a frustrating and confusing business.”[47]
Soteriology
– Justification and Sanctification, or Sharing and Deification
1.
Restoration of Fallen Humanity – Justification as “Sharing”
Having
examined the problem of “What’s wrong with humanity?”, it is
appropriate now to consider the soteriological solution which dominates
the Joint Declaration, i.e., “What will make humanity right?”, or,
more specifically, “How does Jesus Christ make humanity right?” The first thing to note is that the ecumenical councils made no
dogmatic definitions explicitly on soteriology alone. However, in the medieval Latin Church, the satisfaction theory of
atonement gained currency, and the penitential system (temporal punishment
is still required of human beings even for forgiven sins) arising from it,
which is still part of the theology and practice of the Roman Church, led
to an “opposite reaction” in the justification soteriology of Martin
Luther. And, by insisting on
“justification by grace alone, received through faith alone”, by
enshrining it in such creeds as the Augsburg Confession, and by “
‘proclaim[ing] this as the doctrine by which the church “stands or
falls”’ (articulis stantis et cadentis ecclesiae)”,[48]
the partisans of the Reformation, as thoroughly as the medieval Latin
theologians, dogmatized a particular soteriology.
Meanwhile,
as noted in the introduction, Eastern Christianity never developed either
a doctrine of forensic justification or a real atonement soteriology (and
certainly nothing akin to the theory of “satisfaction” proposed by
Anselm in the twelfth century). In
other words, Orthodox soteriology stands outside the juridical approach of
Western Christianity, both Roman Catholic and Protestant.[49]
Rather, it is based deeply and consistently on the theology of the
ecumenical councils, in particular, on the christology articulated in the
ecumenical councils. For,
while no doctrinal statements of what effects (or causes) salvation are
articulated in the ecumenical councils, one cannot truly grasp the logic
and significance of the christological definitions except insofar as one
understands the soteriological issues (and, hence anthropological issues)
which lie behind them.[50]
Thus,
Eastern Christian soteriology constitutes a challenge to Bernhard
Lohse’s claim that Luther’s doctrine of justification expresses “the
Christology of the ancient church”:
In
Luther, Christology and soteriology are intimately connected with each
other, as they are in Athanasius, or Cyril of Alexandria, except that
Luther makes the connection much more explicit. Christology is realized in the doctrine of justification, and the
doctrine of justification, and the doctrine of justification is nothing
else but a summary of Christology in soteriological perspective.[51]
The
insight that christology and soteriology are integrally linked is
important. After all, the
ecumenical councils were not interested in producing esoteric
christological texts for speculative theologians with an arcane interest
in the nature of Jesus Christ. The
bishops of these councils recognized the soteriological significance of
the christological issues raised in the fourth through ninth centuries.
And, there is no doubt that christology is integrally linked
to Luther’s soteriology.
The
question is whether Luther’s soteriology – and, for that matter, other
forms of Western atonement soteriology – are truly based on the
christology of the early Fathers, especially those behind the dogmatic
formulations of the ecumenical councils. Both the dogmatic definitions and the supplementary patristic
writings surrounding the christological controversies seem to indicate a
negative answer to the question. Far
from emphasizing atonement as satisfaction or a forensic notion of
justification, these writings express an understanding of human salvation
rooted not simply in a particular activity of Jesus Christ[52],
but in the very person of Jesus Christ. Gregory of Nyssa, writing more than a millennium before the
development of the Lutheran doctrine of “imputed righteousness,” in
the context of the controversy over the extreme form of Arianism known as
Eunomianism, rejects the notion that one could be “totally righteous”
in a legal but not existential sense. Human beings are not restored to communion with God through an act
of spiritual prestidigitation where God looks and thinks he sees humanity,
but in fact is really seeing his Son.[53]
Justification must be as organic and existential as sin is:
Humanity’s
justification through forgiveness of sins is not a mere covering over
man’s sins, but a real destruction of them. It is not a mere external decision but a reality.
Sins are forgiven truly and really. God does not declare someone to be justified if he [or she] is not
really free. We understand
this teaching better if we remember the relation between Adam and Christ.
As
we became not only apparently but really sinful because of Adam, so
through Christ the Second Adam we become really justified.[54]
This
emphasis on the personal christological nature of soteriology is
particularly evident in the Second, Fourth, Sixth, and Seventh Ecumenical
Councils.[55]
These four councils insisted on the full humanity of Christ not
because it was simply “fitting” for God to become fully human in order
to “pay the price” for other humans, but because it was ontologically necessary
for God to become human. Thus,
Gregory of Nazianzus, the presider and theological leader of the Second
Ecumenical Council, described what the Joint Declaration calls
“justification” in terms of the healing of our fallen human nature
through Christ’s sharing of that same fallen human nature: “For that which He has not assumed He has not healed; but that
which is united to His Godhead is also saved.”[56]
It is this same soteriological consideration which informs both the
anthropology and the christology of Maximos the Confessor three hundred
years later, and which causes iconophile authors such as John of Damascus
and Theodore of Stoudios in the eighth and ninth century, respectively, to
recognize that an unwillingness to depict Jesus Christ in the flesh
amounted to a denial of the reality of the incarnation and hence
threatened the entire framework of salvation.
In
other words, the christological definitions of the ecumenical councils are
grounded in a relational-ontological soteriology based on humanity’s
being homoousios (one in essence, substance, or nature) in our
humanity with Jesus Christ, who is in turn homoousios with God the
Father. Thus, the soteriology
of the ecumenical councils (and hence of Eastern Christianity) is based
not on putting us juridically “right” with God, but on the existential
healing of human nature through the person of Jesus Christ. As Bishop Kallistos Ware notes in his introduction to Orthodox
theology and spirituality, The Orthodox Way, Orthodox soteriology
is inescapably linked to Christology and may be described “salvation as
sharing”.[57]
Lucian
Turcescu[58]
has rightly criticized Orthodoxy for focusing so strongly on theosis
that it has tended to ignore the “justification” side of the coin.
However, I disagree with him that, simply because Jewish notions of
justification had forensic significance, therefore Paul, or the early
church, understood the term in the same legalistic way (in fact, Paul’s
point in Romans is precisely to rid Jewish Christians of their forensic
understanding of justification rooted in the Levitical law). Orthodoxy may emphasize
theosis (correlated to
“sanctification” in the Lutheran model) and see one continuous
relational process between the human person and God,[59]
but it does not ignore the distinction between justification and
sanctification. Rather, the
Eastern Church recognizes two purposes to the incarnation, which
may be identified with justification and sanctification: restoring human nature to its prelapsarian state of
“justification” and providing the possibility for true union with God
through participation, respectively. The former purpose was necessitated by the Fall and has been the
focus of Western soteriology. For
the East the restoration of human nature to its prelapsarian potential
(justification) explains why the Son of God took on humanity’s fallen
human nature, i.e., why it was necessary for Christ to die and be
resurrected. Hence, Orthodoxy
agrees in affirming the free nature of that restoration through grace (in
fact, Orthodoxy proclaims the gratuitous nature of our justification even
more strongly than most of Western Christianity since it is given to all
humanity, not just the “elect” or those receiving prevenient grace).[60]
However, the Fall is not the primary reason for the incarnation
itself since, as Maximos and others point out, the incarnation was always
part of God’s plan since it was the means by which humanity could truly
achieve salvation, understood as theosis or union with God, an
approach which will be discussed in more detail in the following section.
The
Cross thus acquires ontological rather than forensic significance.[61]
This is why juridical notions of atonement and justification cannot
truly be reconciled with the soteriology underlying the christology of the
ecumenical councils. John
Breck identified this as the primary reason why Eastern soteriology never
developed along Western lines: “…
none of the traditional Western theories of justification, atonement,
etc., really necessitates personal divine involvement in the death that
accomplishes our redemption.”[62]
In other words, the soteriology implicit in the christological
definitions of the ecumenical councils is based on the assumption that
Christ saves us primarily by who he is as opposed to what he
does, although the importance of the latter is affirmed as well, e.g., in
the Nicene Creed, without however defining the exact manner in which his
actions were salvific.
Thus,
as many theologians have noted, the Orthodox understanding of Christ’s
crucifixion, derived from soteriological christology, is diametrically
opposed to the Anselmian theory of satisfaction which underpins both
Catholic and Lutheran notions of justification. God is not a judge in a courtroom, and Christ did not pay the legal
penalty or “fine” for our sins. His
redemptive work was not completed on the Cross, with the Resurrection as a
nice afterword. The eternal Son of God took on our fallen human nature,
including our mortality, in order to restore it to the possibility of
immortality. Jesus Christ
died so that he might be resurrected. Just as Christ is homoousios with the Father in his
divinity, we are homoousios with him in his humanity; it is through
our sharing of his crucified and resurrected human nature that our
own human nature is transformed from mortality to immortality. John Meyendorff summarizes the significance of the Cross for the
Christian East as follows:
… In the East, the Cross is envisaged not so much as the punishment
of the just one, which “satisfies” a transcendent Justice requiring a
retribution for one’s sins. As
George Florovsky rightly puts it: “the
death on the Cross was effective, not as a death of an Innocent One, but
as the death of the Incarnate Lord.” The point was not to satisfy a
legal requirement, but to vanquish the frightful cosmic reality of death,
which held humanity under its usurped control and pushed it into the
vicious circle of sin and corruption.[63]
The
limited atonement, satisfaction, or justification language in certain
Greek Fathers, such as Athanasius,[64]
read within these Fathers’ broader theological framework, are thus
recognized not as reified doctrinal statements supporting Western
atonement soteriologies that would not fully develop for close to or even
more than a millennium yet, but as metaphors for an existentialist
soteriology of sharing. The
dramatically different nature of this ontological soteriology, grounded in
the christology of the ecumenical councils, explains why, as the “Common
Statement” from the American Lutheran-Orthodox dialogues notes, “the
Orthodox have been uneasy with medieval Western formulations that conceive
of Christ’s atonement as a ‘satisfaction’ for sins.”[65]
2.
Beyond Justification – Salvation as Deification
This
ontological approach to our redemption in Christ has at least two
important implications with respect to the Joint Declaration. First, justification, as has been seen, is understood not in a
juridical sense but in an existential sense; hence, as mentioned above,
God’s initiative and action in the creation of humanity according to his
image, and in the incarnation, Cross, and resurrection are of universal
significance to humanity and cosmic significance to creation as a
whole.[66]
Orthodoxy understands justification in Christ as restoring to all
humanity the potential for immortality and communion with God lost in the
Fall. This is because all
human beings share the human nature of Jesus Christ, which was restored in
the resurrection. Christ’s
incarnation, passion, and resurrection thus serve as a restoration of the
potential of prelapsarian human nature.
However,
whether or not human beings avail themselves of the redemption and
restoration offered in Christ is dependent on how they exercise their
human freedom by responding positively to union with Christ. As Maximos the Confessor demonstrated and the Fathers of the Sixth
Ecumenical Council implicitly affirmed, orientation toward God and the
freedom to act on it are inherent in human nature. John Breck observes that, while God is the one who initiates,
“the objects of that initiative – humanity and the cosmos – are
neither passive nor static. By virtue of created nature, humanity possesses an inner,
dynamic capacity for response, one that engages the entire cosmos of which
humanity is the microcosm.”[67]
But,
secondly, Eastern Christianity’s “sharing” soteriology, because of
its relational nature, does not equate salvation with justification alone,
particularly justification conceived in a juridical fashion (“imputed
righteousness”). The first
section of the Joint Declaration acknowledges the numerous biblical facets
of the term justification or righteousness, including its spiritual,
ethical, and sacramental significance but does not integrate this broad
spectrum fully into the third and fourth sections (“The Common
Understanding of Justification” and “Explicating the Common
Understanding of Justification”, respectively).
Orthodoxy
conceives of justification broadly, and of salvation more broadly still
– as a relationship and an organic process, not as an event or static
state of being. This is, in
part, because “it was clear that the Eastern Fathers regarded salvation
as more than simply a restoration of what had been lost in the first Adam.
For whatever the final consummation brought, it had to incorporate
what had been won in the second Adam.”[68]
In other words, salvation in Christ means more than a return to the
prelapsarian human existence of Paradise. From the perspective of Irenaeus of Lyons, for example, Adam and
Eve were spiritual infants. Salvation must encompass not only healing but also spiritual
development and maturity.
To
approach this idea from another angle, Gen. 1:26-27, because it forms the
basis for Eastern Christian anthropology, consequently is normative for
its soteriology as well. Summarizing
an earlier section, humanity, according to Gen. 1:27, is created in the image of God but, based on Gen. 1:26, it is created to
become
the image and likeness of God. The likeness of God, however, is not understood in an ethical
sense, i.e., as simply acquiring “virtues”. Eastern Christianity is not Pelagian in the sense it is typically
understood in the West; that is, human beings cannot acquire the divine
likeness through human-initiated and -dominated activity. Rather, growing into the divine likeness – living an ever more
authentic human existence – means communion and union with
God. As Meyendorff observes, “ ‘natural’ human life
presupposes communion with God”.[69]
Again, Irenaeus of Lyons, a disciple once removed from John the
Evangelist, is instructive. Meyendorff explains the double significance of the
incarnation for Irenaeus, viewed through his dynamic anthropology of
spiritual maturation and his soteriology of recapitulation in Christ, in
the following way:
This
approach implies that in Christ there was a restoration of the true human
nature, not an external addition of “grace” to an otherwise autonomous
human existence. Salvation
does not consist in an extrinsic “justification” – although this
“legal” dimension is fully legitimate whenever one approaches
salvation within the Old Testament category of the fulfillment of the law
(as Paul does in Romans and Galatians) – but in a renewed communion with
God, making human life fully human again.[70]
This
Eastern Christian understanding of communion or union with God connotes a
true union which, like the appearance of Christ on Mt. Tabor, transfigures
and deifies our human nature. In one of the most succinct and explicit articulations of this
doctrine, known as theosis (deification),[71]
Athanasius declared, “He [the Logos] became man that we might be
deified”.[72] Similarly, in his Defense of the Nicene Definition, the
Alexandrian bishop asserted:
. . . the Word was
made flesh in order to offer up this body for all, and that we[,]
partaking of His Spirit, might be deified[,] a gift which we could not
otherwise have gained than by His clothing Himself in our created body,
for hence we derive our name of “[people] of God” and “[people] in
Christ.”[73]
As
William Rusch has demonstrated,[74] this concept of salvation
as theosis is consistently evident in the early writings of the
Christian East: implicitly in
the letters of Ignatius of Antioch, and explicitly in the writings of
second- and early third-century theologians such as Irenaeus of Lyons,[75]
Clement of Alexandria,[76]
and Origen,[77] as well as later in the
fourth-century Athanasius and the Cappadocians, and later still in Pseudo-Dionysius
and Maximos the Confessor.
The
doctrine of deification is a direct consequence of an incarnational, hence
ontological, soteriology. Theosis is not just the “goal” of salvation; it
is
salvation in its essence and fulfillment. Orthodox theologian John Breck argues:
If
the telos of human existence were less than a total sharing in
triune life – if people were called, for example, to mere
“fellowship” with God through justification or even to eternal
enjoyment of the “beatific vision” – then it would have been
theoretically possible for God to work out salvation without restoring to
a true incarnation that required the eternal divine Logos to accept death
in his assumed humanity. Full
ontological participation of God in our human life is necessary if we are
to know the same quality and degree of participation in his divine life.[78]
So, if
understanding the soteriological significance of the incarnation as
“justification” classically refers to the restoration of fallen human
nature through Christ’s death and resurrection, then the flip side of
the incarnation is the fulfillment of humanity’s authentic existence in
communion with God. Hence,
Rusch identifies in Irenaeus’ theology two images of the soteriological
effect of Christ’s incarnation: “one
of salvation by sharing in Christ’s human conquest of sin, the other
salvation by participation in the nature of the divine Logos.”[79]
Because
the incarnation has a double significance – restoring humanity’s
prelapsarian human nature and making possible a deified human
existence – it is not dependent on humanity’s Fall. This is why Orthodoxy eschews the notion of
felix culpa, the
“happy fault” of Adam. Maximos
the Confessor, for instance, articulates the concept of humanity as
mediator or priest to all creation because its unique microcosmic makeup
allows it to overcome and unite the various divisions existing in creation
(e.g., between physical and spiritual). However, Maximos insists, only God Himself is able to overcome the
ultimate division – that between the Uncreated and the created, and He
can do so only in His own Person.
… God becomes a
human being, in order to save lost humanity. Through himself he has, in accordance with nature, united the
fragments of the universal nature of the all, ... by which the union of
the divided naturally comes about, and thus he fulfils the great purpose
of God the Father, to recapitulate everything both in heaven and earth
in himself (Eph. 1:10), in whom everything has been created
(Col. 1:16).[80]
3.
Grace, Faith, Theosis, and the Finns
To sum
up the previous sections: Orthodoxy
sees human nature as fallen and mortal, but as retaining its fundamental
orientation toward God and not as inheriting some type of juridical guilt;
we are redeemed from this fallen human nature by the incarnation of the
Son of God, who assumes and shares this fallen, mortal nature in every
aspect except sin, even unto death, restoring it to its former
potentiality (i.e., “justifying” us) through his resurrection, in
which we share. But
restoration to the potentiality of Adam and Eve is just a starting point
in Orthodox theology; we are called to communion with God, to grow and
mature into the likeness of God, to become “deified” by participation
in God’s own life through the Holy Spirit.
Communion
with God is of course a vital part of the spirituality of Western
Christianity. Its
soteriological significance, however, has been weaker in the West than in
the East. Roman Catholic
theology historically has been much closer than Lutheran theology to
Orthodoxy in this regard with its doctrine of the “beatific vision”.
Its spirituality has been closer yet. That is, while much medieval Western spirituality is articulated in
terms of true union with God,[81]
medieval scholastic theology describes communion with God in terms that
create a barrier between the human and the divine. Thomas Aquinas, for instance, develops through his epistemology a
theology of participation in God which might be related to theosis.[82]
However, as William Cavanaugh explains Aquinas’ understanding of
“participation”, it excludes true union because Aquinas defines divine
grace as created: “… the
participation of the Holy Spirit in us is ‘created’ charity”.[83]
Not surprisingly, it is the return to the Fathers at the heart of
much of Catholicism’s nouvelle théologie which helped to produce
in the modern era theologians such as Henri de Lubac and Hans Urs von
Balthasar, who provide an integralism between God and humanity found, in a
slightly different way, in Karl Rahner as well.[84]
By
contrast, the East never experienced scholasticism. The continuous witness of the Eastern Church Fathers, from Origen
and the Cappadocians to the 14th-century Byzantine monk and
archbishop Gregory Palamas,[85]
is that grace is not “created” by God. It is God’s own Being:
not
the divine essence, which remains utterly unknowable, but the divine energies,
which are God’s own self as immanent in creation. Palamas observes that there are three unions with or within
the Divine: 1) essential
union or union of essence, i.e., the Trinity; 2) personal union, i.e., the
hypostatic union of the theanthropos Jesus Christ; and 3)
participatory union, or union by participation, i.e., with God’s
energies. It is this third
union which makes possible theosis – the deification of the human
person. Thus, while the union
between human and divine in Christ is qualitatively different (hypostatic
as opposed to participatory) from that possible to us, Christ’s
transfigured human nature, revealed to the disciples on Mt. Tabor, serves
as the model for realizing our full potential as human beings created for
communion with God and who, while remaining always creatures, may be
transformed into “divine creatures”[86]
through grace, that is, through union with God’s own energies.
If
Roman Catholic theology differs markedly from Orthodoxy in respect to the
created versus uncreated nature of grace and hence participation as
presence versus participation as union, traditionally Lutheranism’s
doctrine of justification “by grace alone, through faith alone” has
seemed even more removed from the Orthodox doctrine of salvation as
deification. However, the
work of several Finnish Lutheran scholars over the past two decades is
doing much to revise that assessment.[87]
Under the informal leadership of Tuomo Mannermaa, these theologians
have reexamined the meaning of the word “faith” in the writings of
Martin Luther, particularly in his earlier works. What they have uncovered has sparked controversy and shaken the
foundations of Luther scholarship and of Lutheran thought. Faith, for Luther, is not primarily intellectual or emotional, nor
is it something which God simply gives to us. Mannermaa and his disciples have latched onto the significance of
Luther’s expression, “in ipsa fide Christus adest” (“in
faith itself Christ is present”). Faith, these Finnish scholars say, is for Luther nothing less
than union with Christ. Mannermaa
argues that Luther teaches justification or righteousness as inseparable
from communion with God, theosis, in his Lectures on Galatians:
‘Christ
who is grasped by faith and who lives in the heart is the Christian
righteousness, on account of which God counts us righteous and gives us
eternal life as gift.’ … At least on the level of terminology, the distinction, drawn in
later Lutheranism, between justification as forgiveness and sanctification
as divine indwelling, is alien to the Reformer. Forgiveness and indwelling of God are inseparable in the person of
Christ … . In that sense,
in Luther’s theology, justification and theosis as participation
in God are also inseparable.[88]
Moreover,
fellow Finn Simo Peura notes that Luther abandoned the concept of created
grace because the scholastic notion of habitual grace as an accident
“did not go far enough to stress the ontological points that Luther
wished to maintain.”[89]
Furthermore, Mannermaa discerns in the Formula of Concord (FC)
divine indwelling – inhabitatio Dei – not simply as gift, but
as reality.[90]
Nevertheless, the FC distinguishes divine indwelling from
justification and places it subsequent to it. In addition, Peura contends that the FC “excludes from gift
everything else that according to Luther is included in it”,[91]
and argues that the Formula of Concord falsely – and contrary to
Luther’s theology – divorces forensic justification (God’s favor)
from effective justification or sanctification (God’s gift).[92]
Conclusion
Unfortunately,
while the stimulating research by Mannermaa and company has found its way
into the Common Statement of the American Lutheran-Orthodox
dialogue, it is marginalized in the Joint Declaration.[93]
It is true that the Joint Declaration was intended to treat the
historical misconceptions of battling confessions regarding the
understanding of justification and to underscore the inefficacy of human
works to achieve salvation. Perhaps,
then, the Finnish research on Luther can help point the way to the next
stage of bilateral and multilateral theological dialogue. From an Orthodox perspective, one of the most valuable
contributions of the Finns is that, by spotlighting the non-existential
and non-relational view of faith in forensic justification and by
rediscovering within their own tradition an ontological
relationship between soteriology and christology through broadening
justification to include theosis, they have moved Western Christian
theology outside the differentiating, delineating, defining,
compartmentalizing “box”.[94]
From an Orthodox perspective, continued movement away from a
compartmentalized methodology and a juridical and passive anthropology and
soteriology and toward a holistic methodology explicating a more
generous anthropology and an existential, relational, synergistic
soteriology would be welcome. Most
of the pieces are there, but soteriology needs to be integrated not only
more ontologically with christology, but also with spirituality and
sacramental theology. It is
not coincidental that Eastern Christian theology is not articulated in
philosophical syllogisms or biblical proof-texting; nor does it rely
primarily on one or two figures (e.g., Augustine, Aquinas, Luther,
Calvin). Orthodox theology, equally based with Catholicism and
Lutheranism in Scripture and the ecumenical councils, is articulated
through the personal and communal spiritual experiences of a number of
significant figures in the life of the Church, from the Apostle John to
Gregory the Theologian to Maximos the Confessor to Gregory Palamas.
Integrating
dogmatic theology more closely with spirituality and sacramental theology,
in turn, would also help to make Western Christian soteriology more
explicitly pneumatological. Unfortunately,
the pneumatology of the Joint Declaration is relatively weak.[95]
Spirituality and sacramental theology are only occasionally
referenced, with apparently more stress on these areas from the Roman
Catholic participants than from the Lutheran.[96] By contrast, the Holy Spirit is crucial to Orthodoxy’s
ontologically incarnational soteriology, conceived as both restoration and
deification. Its dynamic and
relational nature, and the emphasis on free human responsiveness to
God’s initiative, seen especially in the East’s consistent integration
of its soteriology into its sacramental theology, make it inherently
pneumatological. It was
through the Holy Spirit that the Son of God became incarnate; it was
through the Holy Spirit that Jesus Christ was raised from the dead; it is
through the Holy Spirit that we are doubly initiated into the twofold
salvific effects of the incarnation – restoration of our fallen nature
through baptism, and the beginning of our growth toward theosis
through the reception of the Holy Spirit in chrismation; and it is through
the Holy Spirit (the epiclesis or “calling upon”) that
communally we are united to Christ, present in the Eucharist.
The
criticisms and suggestions in this article should not be interpreted to
mean that the Joint Declaration is a failure, or, worse yet, useless.
The lifting of condemnations over four centuries old, and the
recognition of a like theology in two important churches not in communion,
is a cause for rejoicing. And,
of course, Orthodoxy agrees with both Roman Catholicism and Lutheranism in
the fundamental theme of the Joint Declaration: works do not save us, Christ does.
And
yet, salvation is an ongoing process of existential faith: as St. Paul says, “work out your own salvation with fear and
trembling” (Phil. 2:12), which the Joint Declaration cites in
paragraph 12. And so, we do
indeed “work out our own salvation”. Orthodoxy soteriology is synergistic, but not in the perceived
Pelagian sense which has resulted in such a pejorative connotation to the
word synergy in Protestant thought.[97] We do cooperate, or participate, in our salvation precisely because
salvation is relational – it is union with God – and
relationships are not a one-way street. As human beings created in the image of God, we respond
freely to God’s love and to his restoration of our fallen human nature.
As Kallistos Ware asserts,
As a Trinity of love,
God desired to share his life with created persons made in his image, who
would be capable of responding to him freely and willingly in a
relationship of love. Where there is no freedom, there can be no love.[98]
ADDITIONAL
READING
Anderson,
H. George, T. Austin Murphy, and Joseph A. Burgess, eds. Justification by Faith.
Minneapolis, Minn.: Augsburg
Publ. House, 1985.
Braaten,
Carl E. and Robert W. Jenson, eds. Union
with Christ: The New Finnish
Interpretation of Luther. Grand
Rapids, Mich.: Wm. B.
Eerdmans Publ. Co., 1998.
Bray, G. L. “Justification and the Eastern Orthodox Churches,” in David
Field, ed., Here We Stand: Justification by Faith Today (London: Hodder and Stoughton, 1986), 103-19.
Cavanaugh,
William T. “A Joint
Declaration?: Justification
as Theosis in Aquinas and Luther,” The Heythrop Journal 41:3
(July 2000), 265-280.
Edwards,
Henry. “Justification,
Sanctification and the Eastern Orthodox Concept of ‘Theosis’”, Consensus:
A Canadian Lutheran Journal of Theology 14:1 (1988), 65-80.
Florovsky,
Georges. “The Ascetic Ideal
and the New Testament: Reflections on the Critique of the Theology of the
Reformation,” in Richard S. Haugh, gen. ed., The Byzantine Ascetic
and Spiritual Fathers, vol. 10 in the Collected Works of Georges
Florovsky, trans. Raymond Miller et al. Vaduz,
Europa : Büchervertriebsanstalt, 1987
Meyendorff,
John and Robert Tobias, eds. and intro. Salvation in Christ: A
Lutheran-Orthodox Dialogue. Minneapolis,
Minn.: Augsburg Fortress
Press, 1992.
Williams,
Anna. The Ground of Union: Deification in Aquinas and
Palamas (New York: Oxford
University Press, 1999).
*
An earlier version of this article was presented at the annual meeting
of the North American Academy of Ecumenists, St. Louis, Missouri,
September 29 - October 1, 2000. I
wish to thank my graduate assistants, Michael Farley and Julia
Schneider, for their research and editorial assistance. I would
also like to thank William Rusch, Tom Ryan and Steven Tsichlis for
their helpful comments on my earlier drafts. Of course, they are
not responsible for any omissions or errors on my part.
[1]
Robert B. Eno, "Some Patristic Views on the Relationship of Faith
and Works in Justification," in Justification by Faith, ed. H.
George Anderson, T. Austin Murphy and Joseph A. Burgess (Minneapolis,
Minn.: Augburg Publishing House, 1985), 125. Of course, Eno here is
assuming an Augustinian – and particularly, a Reformation-based
Augustinian – interpretation of Paul’s writings on sin and
justification to be the correct one. This article challenges that
interpretation in light of Eastern Christian thought, although the focus
here is more on the fourth through seventh centuries as opposed to the
second and third centuries.
[2]
Actually, priority of tradition is probably true of all confessions, but
less consciously, and is often for traditions of more recent provenance.
For example, Lutheran theologian Elisabeth Gräb-Schmidt, implicitly
recognizing the novel character of Luther’s hermeneutics of
justification and of individual interpretation of Scripture, applauds
his opening Christianity to “a certain freedom from tradition.
Tradition as such was no longer sacrosanct … . It opened the
possibilities for expansion but also for critique of tradition.”
Elisabeth Gräb-Schmidt, “The significance of justification in the
modern intercultural context. The Papers of Christina Grenholm and
Susanne Heine,” LWF Documentation, No. 45 (March 2000), 97.
Nevertheless, the contributors to that issue of the journal, as well as
Lutheran theologians in bilateral and ecumenical dialogues, appear to
hold the theology of Martin Luther as normatively as Roman Catholics
might that of Augustine and Aquinas, and appear absolutely committed to
retaining intact the soteriological tradition begun by Luther and the
fundamentally forensic understanding of that soteriology which developed
in the Lutheran communion.
[3]
The Orthodox rejection of sola scriptura is even more pronounced when
that scriptura has been altered to fit a particular interpretation.
More specifically, when the Eastern Church reads “justification by
faith” in Romans, not only does it reject a legalistic or forensic
interpretation of “justification”, but it does not infer the word
“alone”. It is not simply that neither Romans 3:28, Rom. 5:1,
nor Gal. 3:24 includes the word “alone”. More importantly,
Orthodox exegesis, when used as the biblical basis of a doctrine, tends
to be done intertextually, and there is a strong reliance on how the
early Church interpreted a biblical text in context, It is for this
reason that Orthodoxy rejects Lutheran soteriology based on the doctrine
of justification by faith alone: neither the scriptural context
nor patristic exegeses of the key passages support such an
interpretation. Chrysostom, for instance, in his Homilies on
Romans clearly understands that Paul is arguing against a Jewish notion
of justification through formulaic obedience to the Mosaic Law – he is
not referring to works of righteousness in the Spirit. See John
Chrysostom, Homilies on the Epistle to the Romans, Hom. 7, PG
60:441-454; in NPNF, First Series, vol. 11. For a modern Orthodox
theological critique, see, e.g., Georges Florovsky, “The Ascetic Ideal
and the New Testament,” pp. 56-8, in Georges Florovsky, "The
Ascetic Ideal and the New Testament: Reflections on the Critique of the
Theology of the Reformation," translated by Raymond Miller and
et al., in Collected Works of Georges Florovsky, ed. Richard Haugh, S.,
vol. 10, Byzantine Ascetic and Spiritual Fathers (Vaduz, Europa: Büchervertriebsanstalt,
1987). Florovsky criticizes Luther specifically but also, more
broadly, he challenges Reform theologians’ definitions of
justification for their incongruity with Augustine’s actual thought.
[4]
William Rusch, referring to both these Western Christian controversies
over against Eastern church history, remarks: “The West also was
more legalistic. As the penitential system of the Western Church
developed, justificare played a role in soteriological thinking that
dikaioo did not assume in the East. Also the influence of the
Pelagian controversy marked the Western Church in ways unknown in the
East. … [Eastern theologians were] developers of a
theology of salvation outside the framework of justification
categories.” William G. Rusch, "How the Eastern Fathers
Understood What the Western Church Meant by Justification," in
Justification by Faith, ed. H. George Anderson, T. Austin Murphy and
Joseph A. Burgess (Minneapolis: Augburg Publishing House, 1985),
132‑3.{Rusch: 132-3} Of course, this is precisely
because the Eastern Christian understanding of justification was never
“forensic” in nature.
[5]
Jerome and Orosius might have had more success had they concentrated
their criticism on Pelagius and his followers’ rather minimalist and
non-existential understanding of both sin and salvation, but Pelagian
anthropology regarding free will was far closer to the Christian
East’s than was Augustine’s.
[6]
Bibliography on this is, unfortunately, limited. See George
Mastrontonis, Augsburg and Constantinople (Brookline, Mass.: Holy Cross
Orthodox Press, 1982). and Wayne James Jorgenson, “The Augustana
Graeca and the Correspondence between the Tübingen Lutherans and
Patriarch Jeremias: Scripture and Tradition in Theological
Methodology,” Ph.D. dissertation, Boston University, 1979.
[7]
Rusch, "How the Eastern Fathers," 132.
[8]
Augsburg Confession, II, in Theodore G. Tappert, ed., The Book of
Concord (Philadelphia: Muhlenberg Press, 1959), 29; quoted in Carl
A. Volz, "Human Participation in the Divine-Human Dialogue,"
in Salvation in Christ: A Lutheran-Orthodox Dialogue, ed. John
Meyendorff and Robert Tobias (Minneapolis: Augsburg, 1992), 86-7.
[9]
That is, after the Fall from paradise and grace, as opposed to
prelapsarian, or before the Fall.
[10]
Volz, "Human Participation," 86.
[11]
Volz, "Human Participation," 88.
[12]
Interview, Time, 21 March 1969, p. 62; quoted in Volz, "Human
Participation," 89.{Volz: 89}.
[13]
E.g., McBrien, Catholicism, vol. 1 (Minneapolis: Winston Press, 1980),
165-167..
[14]
It is important to note that the Latin translation Augustine used gave a
very different meaning, along the lines of: “and so death spread to
all men in whom all have sinned”. Inaccurate translations of key
passages can have serious consequences; for instance, the translation
used by Carl Volz, above, of for Ps. 51:5 (50:5 LXX) – “Indeed, I
was born guilty, a sinner when my mother conceived me” – is notably
traducian, unlike the Greek Septuagint text, which uses the plural
“sins” and would more accurately be translated as, “Indeed, I was
born into transgressions, and into sins did my mother conceive me”,
thus giving more the sense of a sinful human environment rather than of
an ontologically sinful, inherited human nature.
[15]
Cappadocia is a region in central Asia Minor (modern-day Turkey).
The phrase “the Cappadocians” refers to three of the
fourth-century’s (or any century’s) greatest theologians:
Basil of Caesarea, called Basil the Great; Gregory of Nazianzus, called
Gregory the Theologian; and Gregory of Nyssa, younger brother of Basil.
[16]
Rusch, "How the Eastern Fathers," 134.
[17]
John Chrysostom, Homily 10, PG 60:474; in NPNF, First Series, no. 11, p.
401. Augustine’s unique interpretation, most scholars believe,
was probably due, at least in part, to an inaccurate Latin translation
of a key Greek phrase, “Jeph’ hō(i)/”, which is translated by
most modern scholars, and traditionally by the Christian East, as “in
that [all have sinned]”, but which was interpreted in Latin as “in
whom [all have sinned],” the “whom” referring to Adam. Ross
Aden, "Justification and Sanctification: A Conversation Between
Lutheranism and Orthodoxy," St. Vladimir's Theological Quarterly
38, no. 1 (1994): 94-6. See n. ____, 14, above, for another
example of how particular translations further particular theological
views perhaps not intended in the biblical text.
[18]
John Meyendorff provides a short but excellent analysis of Greek
patristic exegetical approaches to this key passage from Romans,
focusing on Cyril of Alexandria and Theodoret of Cyr, in “Anthropology
and Original Sin,” John XXIII Lectures, vol. 1 (New York:
Fordham University Press, 1966), pp. 52-58, esp. pp. 54-56.
Meyendorff’s recognition of the existential nature of “corruption”
(phthora) as a cosmic state in Cyril and of sin as a result of the need
for “things” by mortal beings, as understood by Theodoret, contrasts
markedly to the legalistic exegeses of Romans 5 common in the Christian
West from Augustine on, particularly in Reformation writers.
[19]
“Lutherans have not followed Augustine to his unacceptable conclusion
that unbaptized infants are condemned. Rather, they emphasize the
need for a child to enter the community of grace as soon as possible in
order to grow in faith toward God. Baptism was intended for those
who will physically and spiritually grow and mature; it was not intended
as the last rites.” Volz, "Human Participation," 88.
[20]
John Chrysostom, Baptismal Instruction 3:6, in Jean Chrysostome: Huit
Catéchèses Baptismales Inédites, edited and translated by Antoine
Wenger, Sources Chrétiennes, vol. 50 (Paris: Éditions du Cerf, 1957),
153-4.; PG ______; English translation in John Chrysostom, Baptismal
Instructions, trans. Paul W. Harkins, vol. 31 of Ancient Christian
Writers (Westminster, MD: Newman Press, 1963), p. 57.
[21]
The roots of this separation of the twofold rites of initiation are
practical in nature, that is, the unavailability of the bishop – who
always performed baptism and chrismation together in the early Church
– on a regular basis in each local parish by the medieval period.
The Christian East responded to this by allowing presbyters
(priests) to celebrate the rites of initiation; the West allowed
presbyters (and, later, deacons) to perform baptism but kept the bishop
involved as the only celebrant of chrismation. However, the
Western Church’s ability to conceive of a bifurcation of the rite of
initiation, with the result that young children were baptized but not
yet fully members of the Church, was predicated on Augustinian theology,
I believe.
[22]
The First Answer of Patriarch Jeremiah [II] of Constantinople Concerning
the Augsburg Confession, in Mastrontonis, Augsburg, 54.{Mastrontonis:
54}.
[23]
Gregory of Nyssa, Sixth Homily on the Beatitudes, Werner Jaeger, ed,
Gregorii Nysseni Opera, vol. 7 (Leiden, 1960- ) GNO VII,, 2:
141-144. English translation; in Anthony Meredith, trans., Gregory
of Nyssa, in The Early Christian Fathers, ed. Carol Harrison (London:
Routledge, 1999), 95-97.
[24]
Robert L. Wilken, "The Image of God in Classical Lutheran
Theology," in Salvation in Christ: A Lutheran-Orthodox Dialogue,
ed. John Meyendorff and Robert Tobias (Minneapolis: Augsburg, 1992),
127-32.
[25]
Even someone like Gregory of Nyssa, who uses the terms interchangeably,
nevertheless clearly articulates a qualitative difference between traits
like reason (normally considered part of the “image”) and virtue
(“likeness”).
[26]
This interpretation is sometimes positively described as christological
since it catalogs what Christ restores to human nature, but it is based
on his restoring that which was lost.
[27]
Wilken, "The Image of God," 126.
[28]
Wilken, "The Image of God," 131.
[29]
Martin Luther, Lectures on Genesis, Weimarer Ausgabe (WA) 42, 41-9, in
Jaroslav Pelikan and Helmut T. Lehman, ed., Luther's Works, by Martin
Luther (Philadelphia; St. Louis: Fortress Press; Concordia Publishing
House, 1955-1987), 55-65; quoted in Wilken, "The Image of
God," 124.
[30]
“Proinde negare, quod amissa sit imago Dei, est ipsum peccatum
originale negare.” Wilken, "The Image of God," 131.
In the modern context of ecumenical dialogue, at least some Lutheran
theologians have questioned their tradition’s approach while
recognizing its inherent pessimism. For example, Carl Volz opines
that “it is incorrect to speak of humanity’s ‘total depravity’
or as human nature being sinful in its essence in the Augustinian sense.
Therefore it seems that Luther’s idea of losing the image of God
entirely cannot be upheld.… Nevertheless it can be said that
Lutherans espouse a basically pessimistic view of humanity in the sight
of God, more so, it appears, than the Orthodox churches, the Roman
church, or many Protestant communions. Volz, "Human
Participation," 90.{Volz: 90} It may be that the classical
Lutheran rejection of the historical Christian distinction between image
and likeness, and of a positive interpretation of the image as qualities
retained in part by postlapsarian human nature, was necessary in order
to be consistent with a soteriological emphasis on forensic
justification.
[31]
Gregory of Nyssa, De hominis opificio, PG 44:184B; On the Making of Man,
XVI, 11, in NPNF, Second Series, vol. 5, p. 405.
[32]
John Chrysostom, Homilies on the Epistle to the Hebrews, Hom. 12, 5, PG
63:99; in NPNF, First Series, vol. 14, p. 425.
[33]
Mastrontonis, Augsburg, 83.
[34]
Martin Luther, Ground and Reason of Articles Unjustly Condemned, WA
7:445; quoted in Volz, "Human Participation," 90.Volz notes
that, as opposed to Erasmus, who followed Aquinas, Luther (somewhat)
followed Peter Lombard. While humanity has free will in the
exercise of matters at the created level, “[f]or Luther, our will is
in bondage to all matters pertaining to salvation.” Volz, "Human
Participation," 91.{Volz: 91}.
[38]
It appears that the Joint Declaration, while incorporating some of the
agreements reached in bilateral dialogues, does not include others.
For instance, among the joint work products of the Finnish
Lutheran-Russian Orthodox bilateral dialogues is a document drafted in
Kiev in 1977 and entitled “Salvation as Justification and
Deification”; it includes the following statement “Grace never does
violence to a man’s personal will, but exerts its influence through it
and with it. Every one has the opportunity to refuse consent to
God’s will or, by the help of the Holy Spirit, to consent to it.”
(Hannu Kamppuri, ed., Dialogue between Neighbours (Helsinki:
Luther-Agricola Gesellschaft, 1986), 76; quoted in Risto Saarinen,
"Salvation in the Lutheran-Orthodox Dialogue: A Comparative
Perspective," in Union with Christ: The New Finnish Interpretation
of Luther, ed. Carl E. Braaten and Robert W. Jenson (Grand Rapids,
Mich.: Wm. B. Eerdmans Publishing Co., 1998), 169.) Risto Saarinen
notes that the Finnish theologian Tuomo Mannermaa defended the language
as a refutation of the “quietest” view, answering charges by Finnish
theologians Fredric Cleve and Karl Christian Felmy, among others, that
it was semi-Pelagian. Mannermaa claimed that the Orthodox “are
in constant doubt that we conceive the human person as a stone or plant
or animal which does not possess any freedom whatsoever. For them,
freedom belongs to the constitution of human beings.” Saarinen,
"Salvation in Dialogue," 170. One understands the validity of
Mannermaa’s concern given the following quote from Carl Braaten.
[39]
Carl E. Braaten, Principles of Lutheran Theology (Philadelphia:
Fortress Press, 1983), 113; quoted in Michael C. D. McDaniel,
"Salvation as Justification and theosis," in Salvation in
Christ: A Lutheran-Orthodox Dialogue, ed. John Meyendorff and Robert
Tobias (Minneapolis: Augsburg, 1992), 77.{McDaniel: 77}.
[40]
This, coupled with the Latin belief in inherited original guilt, led to
the development in the Roman Church of the doctrine of the immaculate
conception of the Virgin Mary. Eastern Christianity, by contrast,
has always venerated her because of her free response to God, an
acquiescence to God’s will as “part of the common human race issued
of the first man (Adam), [who] automatically participates in the fallen
status and in the ‘spiritual death’ introduced by the sin of the
first man.” Maximos Aghiorgoussis, Bishop, "Orthodox Soteriology,"
in Salvation in Christ: A Lutheran-Orthodox Dialogue, ed. John
Meyendorff and Robert Tobias (Minneapolis: Augsburg, 1992),
39.{Aghiorgoussis: 39}.
[41]
The Lutheran Church-Missouri Synod, not a member of the Lutheran World
Federation, was not a signatory to the Joint Declaration. For
several brief discussions of the biblical basis for and Protestant
theological disputes over predestination, an Orthodox response, and the
Greek and Latin patristic background, see Frederick R. Harm,
"Election: A Lutheran-Biblical View," in Salvation in
Christ: A Lutheran-Orthodox Dialogue, ed. John Meyendorff and Robert
Tobias (Minneapolis: Augsburg, 1992), 133-50. John Breck, "The New
Testament Concept of Election," in Salvation in Christ: A
Lutheran-Orthodox Dialogue, ed. John Meyendorff and Robert Tobias
(Minneapolis: Augsburg, 1992), 151-8; and James Jorgenson,
"Predestination According to Divine Foreknowledge in Patristic
Tradition," in Salvation in Christ: A Lutheran-Orthodox Dialogue,
ed. John Meyendorff and Robert Tobias (Minneapolis: Augsburg, 1992),
159-69. The Roman Church ultimately rejected the full implications
of Augustinianism at the Second Council of Orange in 529 (“We do not
believe that some are predestined to evil by the divine power”), but
maintained prevenient grace (“… faith … was not a gift of nature
but a gift of God’s generosity.”) Jorgenson,
"Predestination," 164.
[42]
Section 3, para. 16.
[43]
An excellent overview of Maximos’ theology is provided in Andrew Louth,
Maximos the Confessor (London; New York: Routledge, 1996); see
especially pp. 59-62. Theological views of evil as “parasitic”
are essentially based on the combination of natural and gnomic will;
i.e., the person desires to feel good and complete, but does things
which may hurt himself and/or others in a misbegotten effort to fulfill
this innate desire.
[44]
Maximos then applied this theological anthropology to the unique
situation of the theanthropos – the God-Man, Jesus Christ.
Christ has a natural human will, oriented toward God, but not a gnomic
will. This is because the gnomic will is a personal attribute.
The asymmetric christology of the Third and Fifth Ecumenical Councils,
applied to the question of personal will, leads inevitably to the
recognition that the personal will of Christ is the divine will.
Therefore, in the person of Jesus Christ, his natural human will
fulfills its inclination toward God and therefore can only be
distinguished in theory from his divine will, and from the fact that the
human process of deliberation is occasionally evident (e.g., in the
Garden of Gethsemane) in the form of conscious conformation to the
divine will, but not in the sense of an inability to discern the divine
will or, even worse, a willing rejection of it.
[45]
Rusch, "How the Eastern Fathers," 141.
[48]
Eric W. Gritsch and Robert W. Jenson, Lutheranism: The Theological
Movement and Its Confessional Writings (Philadelphia: Fortress
Press, 1976), 36; quoted in McDaniel, "Salvation," 69.
[49]
See the quote from William Rusch, n. 34, above.
[50]
As the Lutheran theologian Carl Braaten has asserted: “The whole
of theology is inherently developed from a soteriological point of view.
Salvation is not one of the main topics, along with the doctrine of God,
Christ, church … . It is rather the perspective from which all
these subjects are interpreted.” Carl E. Braaten, Principles of
Lutheran Theology (Philadelphia: Fortress Press, 1963), 63; quoted
in McDaniel, "Salvation," 67.
[51]
Bernhard Lohse, A Short History of Christian Doctrine, trans. F. Ernest
Stoeffler (Philadelphia: Fortress Press, 1966), 169; quoted in
McDaniel, "Salvation," 69.
[52]
This fact, plus the lack of a soteriology based on atonement or
justification, explains why in the Christian East the Cross – while
extremely important soteriologically – has never had the segregated,
unique soteriological role it plays in Western Christianity.
[53]
Lutheran theologians would likely disagree with this description.
For instance, in the appendix to the Joint Declaration, one of the
entries for section 4.2 asserts: “By justification we are both
declared and made righteous. Justification, therefore, is not a
legal fiction. God, in justifying, effects what he promises; he
forgives sin and makes us truly righteous” (USA, no. 156,5).”
However, the notion repeatedly stated in Lutheran writings that the
justified person is simul justus et peccator (“simultaneously
righteous and a sinner”) can only be understood in a juridical sense
since it is ontologically incomprehensible. As one puzzled
Orthodox theologian has remarked, “People in communion with Christ’s
humanity, ‘conformed to the image of Christ,’ cannot be ‘sinful
and righteous’ at the same time, with a mere ‘imputed’
righteousness … . Once justified, people are also sanctified by
the life of Christ in the Holy Spirit.” Aghiorgoussis,
"Orthodox Soteriology," 49.
[54]
Gregory of Nyssa, Against Eunomius, 2,91; quoted in Aghiorgoussis,
"Orthodox Soteriology," 49.
[55]
The Second Ecumenical Council, Constantinople I, held in 381, dealt with
Arianism and also with Apollinarianism, which denied that Christ
possessed a rational soul; the Fourth Ecumenical Council, held in
Chalcedon in 451, rejected “monophysitism” (“one nature” in
Christ), affirming that Jesus Christ exists “in two natures” and is
completely human, i.e., he assumed a human nature exactly like ours in
everything “except sin”; the Sixth Ecumenical Council was discussed
earlier; the Seventh Ecumenical Council, Nicaea II, convoked in 787,
declared that Jesus Christ can and must be depicted in images (icons)
because of his truly human incarnation.
[56]
Gregory of Nazianzus, Letter 101 (To Cledonius),32, PG 37: 181C-184A; in
NPNF, Second Series, vol. 7, p. 440.
[57]
Kallistos Ware, The Orthodox Way, Revised Ed. (Crestwood, N.Y.: St.
Vladimir's Seminary Press, 1995), 73-6.
[58]
Lucian Turcescu, "Soteriological Issues in the Joint Declaration:
An Orthodox Perspective," paper presented at the Annual Meeting of
the North American Academy of Ecumenists, September 28-30 Eckerd
College, St. Petersburg, Fla., 2001.
[59]
See, e.g., Aden, "Justification and Sanctification."
[60]
See, e.g., John Chrysostom, Homily 10 on Romans, PG 60: 473-80; English
translation in NPNF, First Series, vol. 11, pp. 401-5.
Chrysostom is adamant that, just as Adam’s sin led to death to all
humanity, so Christ’s death and resurrection have led to the
justification of all humanity.
[61]
Lutheran theologian Susanne Heine has advocated a clearer recognition of
the ontological significance of the doctrine of justification by faith,
and finds [Western] Christianity at a disadvantage to Eastern religions
whose theologies are based on an ontological interrelationality of all
things. See Susanne Heine, “Being precedes doing. The
ontological approach to justification with reference to interreligious
dialogue,” LWF Documentation, No. 45 (March 2000), 81-93.
[62]
John Breck, "Divine Initiative: Salvation in Orthodox
Theology," in Salvation in Christ: A Lutheran-Orthodox Dialogue,
ed. John Meyendorff and Robert Tobias (Minneapolis: Augsburg, 1992),
116.
[63]
John Meyendorff, Byzantine Theology (New York: Fordham University
Press, 1974), 160-1; reprinted in Aghiorgoussis, "Orthodox
Soteriology," 46.{Aghiorgoussis: 46}.
[64]
There are relatively few Greek patristic references to a juridical
soteriology; perhaps the most notable is Athanasius in De incarnatione
20:2: “But since the debt owed by all men had still to be paid,
since all … had to die, therefore after the proof of his divinity
given by his works, he now on behalf of all men offered the sacrifice
and surrendered his own temple to death on behalf of all, in order to
make them all guiltless and free from the first transgression, and to
reveal himself superior to death, showing own incorruptible body as
first-fruits of the universal resurrection.” in Athanasius, Contra
gentes and De incarnatione, ed. Robert W. Thompson (Oxford: Clarendon
Press, 1971), p. 183; reprinted in "Common Statement: Christ
"in Us" and Christ "for Us" in Lutheran and Orthodox
Theology," in Salvation in Christ: A Lutheran-Orthodox Dialogue,
ed. John Meyendorff and Robert Tobias (Minneapolis: Augsburg, 1992), 24.
However, for Athanasius, as for other Eastern Christian writers, the
focus is on overcoming death through Christ’s consubstantial unity
with humanity, which heals human nature, and restores its capacity for
deification. E.g., earlier in De incarnatione, Athanasius moves
seamlessly from “debt” language to “union” and “nature”
language: “For being over all, the Word of God naturally by
offering His own temple and corporeal instrument for the life of all
satisfied the debt by His death. And thus He, the incorruptible Son of
God, being conjoined with all by a like nature, naturally clothed all
with incorruption, by the promise of the resurrection.” On the
Incarnation, 9, 2, in NPNF, Second Series 2, vol. 4, p. 41.
[65]
"Common Statement," 25.
[66]
The broader consequences are evident from Paul on, e.g., in Romans 8, in
Irenaeus’ theology of recapitulation, and in Maximos the Confessor’s
theology of humanity’s overcoming the divisions within all parts of
creation. Even John Chrysostom, the Greek Father perhaps most
beloved by Western, especially evangelical, Christians, describes
Christ’s death and resurrection as having universal and even cosmic
signifance – contrast, e.g., Chrysostom’s exegesis of Romans 5 (PG
60: 474-480) with that of Augustine or Luther. As John Meyendorff
declares, “The Christ-event is a cosmic event both because Christ is
the Logos – and, therefore, in God the agent of creation – and
because He is man, since man is a ‘microcosm.’ Man’s sin
plunges creation into death and decay, but man’s restoration in Christ
is a restoration of the cosmos to its original beauty.” John
Meyendorff, Byzantine Theology (New York: Fordham University
Press, 1974), 152; quoted in Aghiorgoussis, "Orthodox Soteriology,"
43.
[67]
Breck, "Divine Initiative," 108-9.
[68]
Rusch, "How the Eastern Fathers," 134.
[69]
John Meyendorff, "Humanity: "Old" and "New" --
Anthropological Considerations," in Salvation in Christ: A
Lutheran-Orthodox Dialogue, ed. John Meyendorff and Robert Tobias
(Minneapolis: Augsburg, 1992), 63.
[70]
Meyendorff, "Humanity," 62.
[71]
The biblical locus classicus for the doctrine of deification is 2 Pet.
1:4, which promises that, through God’s power, we may escape from
corruption “and may become participants of the divine nature.”
[72]
Athanasius, On the Incarnation 54; PG 25:192B; in NPNF, Second Series,
vol. 4, p. 65.
[73]
Athanasius, Defense of the Nicene Definition, 3, 14, PG 25:448C-448D; in
NPNF, Second Series, vol. 4, p. 159.
[74]
Rusch, "How the Eastern Fathers," 136-40.{Rusch: 136-40}.
[75]
See, e.g., Against the Heresies, 5, 1, 1.
[76]
The Teacher (Paedagogus), 1,5,26; Miscellanies (Stromata), 5,10,63, etc.
[77]
On Prayer (De oratione), 27,13; Commentary on John 29,27,29.
[78]
Breck, "Divine Initiative," 116.
[79]
Rusch, "How the Eastern Fathers," 136.
[80]
Maximos the Confessor, De ambigua 41, PG 91:1308D, in Louth, Maximos,
159.
[81]
A number of women mystics from various Western European cultures use
particularly strong imagery for this union, e.g., Hildegard of Bingen,
Teresa of Avila and Julian of Norwich.
[82]
“In Aquinas’s realist epistemology, knowledge is a form of
participation, since to know something is to become conformed to it, to
possess its form without actually being it. To understand a nature
is to receive the form of that nature in the mind immaterially.”
William T. Cavanaugh, "A Joint Declaration?: Justification as
Theosis in Aquinas and Luther," The Heythrop Journal 41, no. 3
(third quarter 2000): 272-3.
[83]
Cavanaugh, "A Joint Declaration?" 279., n. 19}. In fact,
for Aquinas, the only grace which is truly uncreated is the grace of the
inner life of the Trinity (i.e., the immanent Trinity), in which created
beings cannot participate.
[84]
E.g., Karl Rahner, Nature and Grace: Dilemmas in the Modern Church,
trans. Dinah Wharton (London; New York: Burns and Oates; Sheed and
Ward, 1964). For an overall analysis of nature and grace in such
theologians as de Lubac, Rahner, and von Balthasar, see Stephen J.
Duffy, The Graced Horizon: Nature and Grace in Modern Catholic Thought,
Theology and Life Series, vol. 37 (Collegeville, Minn.: A Michael
Glazier Book published by The Liturgical Press, 1992).
[85]
See, e.g., Gregory Palamas, The Triads, ed. John Meyendorff, trans.
Nicholas Gendle (New York: Paulist Press, 1983).
[86]
The English title of Orthodox theologian Panayiotis Nellas’ book,
Deification in Christ, trans. Norman Russell, foreword Bishop Kallistos
of Diokleia (Crestwood, New York: St. Vladimir’s Seminary Press,
1987), does not capture the full sense of its original Greek title, Zōwovon
QTheouvmenon, which might more literally be translated as “Ddeified
aAnimal” or “Deified Creature”.
[87]
Examples of the research and findings of these Finnish theologians have
been brought together in Carl E. Braaten and Robert W. Jenson, eds.,
Union with Christ: The New Finnish Interpretation of Luther (Grand
Rapids, Mich.: Wm. B. Eerdmans Publishing Co., 1998).
[88]
Tuomo Mannermaa, "Justification and theosis in Lutheran-Orthodox
Perspective," in Union with Christ: The New Finnish Interpretation
of Luther, ed. Carl E. Braaten and Robert W. Jenson (Grand Rapids,
Mich.: Wm. B. Eerdmans Publishing Co., 1998), 38; the nested quote is
from Martin Luther, Lectures on Galatians 1535, Luther, LW, vol. 26,
100-30.
[89]
Simo Peura, "Christ as Favor and Gift: The Challenge of
Luther's Understanding of Justification," in Union with Christ: The
New Finnish Interpretation of Luther, ed. Carl E. Braaten and Robert W.
Jenson (Grand Rapids, Mich.: Wm. B. Eerdmans Publishing Co., 1998), 48.
[90]
Mannermaa, "Justification and itheosis," 27-8.
[91]
Peura, "Christ as Favor and Gift," 45.{Peura: 45}.
[92]
Of course, it seems puzzling that Lutheran theology could have developed
so differently from the theology of Luther himself, particularly since
Lutheran theologians claim to adhere closely to Luther’s own views.
Carl Braaten, in his response to Peura’s article, notes that
“Melanchthon’s forensic view of justification prevailed over
Osiander’s view of the essential indwelling of the righteousness of
Christ in the believer.” Carl E. Braaten, "Response to Simo
Peura, "Christ as Favor and Gift"," in Union with Christ:
The New Finnish Interpretation of Luther, ed. Carl E. Braaten and Robert
W. Jenson (Grand Rapids, Mich.: Wm. B. Eerdmans Publishing Co., 1998),
73.{Braaten: 73} Equally (if not perhaps more) importantly,
Mannermaa summarizes the results of Risto Saarinen’s 1989
dissertation, “The Transcendental Interpretation of the
Presence-of-Christ Motif in Luther Research,” which examines the
interpretations by modern scholars of Luther’s emphasis on the
ontological “presence(Being)-of-Christ” in faith, and details how
“the philosophical assumptions of traditional Luther research … made
it impossible to view Luther’s doctrine of justification as a doctrine
of real participation or divinization.” Tuomo Mannermaa,
"Why is Luther So Fascinating? Modern Finnish Luther
Research," in Union with Christ: The New Finnish Interpretation of
Luther, ed. Carl E. Braaten and Robert W. Jenson (Grand Rapids, Mich.:
Wm. B. Eerdmans Publishing Co., 1998), 3.
[93]
Section 4.3 (“Justification by Faith and through Grace”), para. 26,
appears to be influenced by the new wave of Finnish Lutheran theology.
It relates faith to living in communion with God, and sounds a more
organic note. “Because God’s act is a new creation, it affects
all dimensions of the person and leads to a life in hope and love.
In the doctrine of ‘justification by faith alone,’ a distinction but
not a separation is made between justification itself and the renewal of
one’s way of life that necessarily follows from justification and
without which faith does not exist. … Justification and
renewal are joined in Christ, who is present in faith.”
[94]
This is not to say that everyone else has moved with the Finnish
theologians. For example, Michael McDaniel complains: “To
confuse works with faith, law with gospel, or sanctification with
justification is to make all the promises of God concerning the
forgiveness of sin and everlasting life unintelligible and uncertain.”
McDaniel, "Salvation," 78.Naturally, the Christian East would
disagree.
[95]
Paragraphs 15 and 16 of section 3, “The Common Understanding of
Justification,” recognize the role of the Holy Spirit, but, curiously,
the Spirit is almost entirely absent from the explication which follows
in section 4.
[96]
E.g., paragraphs 24 and 28 in sections 4.2 and 4.4, respectively.
[97]
The fear of appearing to allow a role to humanity in
justification/salvation is particularly strong in section 4.1,
paragraphs 19-21, of the Joint Declaration.
[98]
Ware, The Orthodox Way, 58.
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